Unclaimed Profile

Brian Thomas Durbin

ASTOR INVESTMENT MANAGEMENT LLC·CHICAGO, Illinois

Series 3, Series 65Clean record15 years registeredASTOR INVESTMENT MANAGEMENT LLC

111 S WACKER DRIVE, CHICAGO, IL 60606CRD# 5348120Firm CRD# 169679

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Thomas Durbin · CHICAGO, IL

Registration

CRD #5348120 · ASTOR INVESTMENT MANAGEMENT LLC · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ASTOR INVESTMENT MANAGEMENT LLC

ASTOR INVESTMENT MANAGEMENT LLC

Jun 2024 – Aug 2025

BEND, OR

LAKEWOOD INVESTMENT MANAGEMENT LLC

Aug 2014 – Mar 2015

CHICAGO, IL

ASTOR INVESTMENT MANAGEMENT LLC

Jan 2014 – May 2022

Bend, OR

NATIONAL ASSET MANAGEMENT, INC.

Sep 2013 – Jan 2014

CHICAGO, IL

ASTOR ASSET MANAGEMENT LLC

Jul 2011 – Aug 2013

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

Series 3

Series 65

Registration record

First registered · July 12, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ASTOR INVESTMENT MANAGEMENT LLC

CRD 169679 · SEC 801-78794

AUM

$214M

Regulatory assets under management

Employees

458 client accounts

Services offered by ASTOR INVESTMENT MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at ASTOR INVESTMENT MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Brian Thomas Durbin offer?

Brian Thomas Durbin specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Brian Thomas Durbin's credentials?

Brian Thomas Durbin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Thomas Durbin located?

Brian Thomas Durbin is based in CHICAGO, Illinois, last registered with ASTOR INVESTMENT MANAGEMENT LLC.

How does Brian Thomas Durbin charge for services?

Brian Thomas Durbin's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASTOR INVESTMENT MANAGEMENT LLC?

ASTOR INVESTMENT MANAGEMENT LLC has approximately 6 employees and manages $214M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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