Unclaimed Profile

Lee Charles Oliff

ASTOR INVESTMENT MANAGEMENT LLC·CHICAGO, Illinois

Series 65Clean record15 years registeredASTOR INVESTMENT MANAGEMENT LLC

111 S WACKER DRIVE, CHICAGO, IL 60606CRD# 5153730Firm CRD# 169679

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lee Charles Oliff · CHICAGO, IL

Registration

CRD #5153730 · ASTOR INVESTMENT MANAGEMENT LLC · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ASTOR INVESTMENT MANAGEMENT LLC

ASTOR INVESTMENT MANAGEMENT LLC

Aug 2014 – May 2022

CHICAGO, IL

ASTOR ASSET MANAGEMENT LLC

Jul 2011 – Mar 2013

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · July 15, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ASTOR INVESTMENT MANAGEMENT LLC

CRD 169679 · SEC 801-78794

AUM

$214M

Regulatory assets under management

Employees

458 client accounts

Services offered by ASTOR INVESTMENT MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at ASTOR INVESTMENT MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Lee Charles Oliff offer?

Lee Charles Oliff specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Lee Charles Oliff's credentials?

Lee Charles Oliff is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lee Charles Oliff located?

Lee Charles Oliff is based in CHICAGO, Illinois, last registered with ASTOR INVESTMENT MANAGEMENT LLC.

How does Lee Charles Oliff charge for services?

Lee Charles Oliff's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASTOR INVESTMENT MANAGEMENT LLC?

ASTOR INVESTMENT MANAGEMENT LLC has approximately 6 employees and manages $214M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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