Unclaimed Profile

Bryan Charles Tennant

ASTOR INVESTMENT MANAGEMENT LLC·CHICAGO, Illinois

SIE, Series 3, Series 7, Series 24, Series 63, Series 65Clean record23 years registeredASTOR INVESTMENT MANAGEMENT LLC

111 S WACKER DRIVE, CHICAGO, IL 60606CRD# 2998094Firm CRD# 169679

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Bryan Charles Tennant · CHICAGO, IL

Registration

CRD #2998094 · ASTOR INVESTMENT MANAGEMENT LLC · 23 years registered

Brand Profile

Not yet started

Career History

HARRIS | OAKMARK

Oct 2025 – present

HARRIS ASSOCIATES SECURITIES L.P.

Jan 2025 – present

ASTOR INVESTMENT MANAGEMENT LLC

Aug 2022 – Jun 2024

CHICAGO, IL

AVIVA INVESTORS AMERICAS

Feb 2019 – Jul 2022

CHICAGO, IL

FIRST TRUST ADVISORS LP

Apr 2018 – Feb 2019

WHEATON, IL

NUVEEN ASSET MANAGEMENT, LLC

Oct 2011 – Jan 2018

CHICAGO, IL

CALAMOS WEALTH MANAGEMENT LLC

Sep 2010 – Oct 2011

NAPERVILLE, IL

COMMONWEALTH FINANCIAL NETWORK

Dec 2002 – Jun 2003

CHICAGO, IL

WACHOVIA SECURITIES, INC.

Nov 2002 – Jan 2003

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · November 12, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ASTOR INVESTMENT MANAGEMENT LLC

CRD 169679 · SEC 801-78794

AUM

$214M

Regulatory assets under management

Employees

458 client accounts

Services offered by ASTOR INVESTMENT MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at ASTOR INVESTMENT MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Bryan Charles Tennant offer?

Bryan Charles Tennant specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in CHICAGO, Illinois for a consultation.

What are Bryan Charles Tennant's credentials?

Bryan Charles Tennant is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Bryan Charles Tennant located?

Bryan Charles Tennant is based in CHICAGO, Illinois, working with ASTOR INVESTMENT MANAGEMENT LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Bryan Charles Tennant charge for services?

Bryan Charles Tennant's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASTOR INVESTMENT MANAGEMENT LLC?

ASTOR INVESTMENT MANAGEMENT LLC has approximately 6 employees and manages $214M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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