Unclaimed Profile

Scott Anthony Thomas

ASTOR INVESTMENT MANAGEMENT LLC·CHICAGO, Illinois

Series 65Clean record17 years registeredASTOR INVESTMENT MANAGEMENT LLC

111 S WACKER DRIVE, CHICAGO, IL 60606CRD# 5635745Firm CRD# 169679

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Anthony Thomas · CHICAGO, IL

Registration

CRD #5635745 · ASTOR INVESTMENT MANAGEMENT LLC · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ASTOR INVESTMENT MANAGEMENT LLC

ASTOR INVESTMENT MANAGEMENT LLC

Apr 2015 – Mar 2025

Grosse Pointe Woods, MI

ASTOR ASSET MANAGEMENT LLC

Jan 2009 – Jul 2013

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · January 22, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ASTOR INVESTMENT MANAGEMENT LLC

CRD 169679 · SEC 801-78794

AUM

$214M

Regulatory assets under management

Employees

458 client accounts

Services offered by ASTOR INVESTMENT MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at ASTOR INVESTMENT MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Scott Anthony Thomas offer?

Scott Anthony Thomas specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Scott Anthony Thomas's credentials?

Scott Anthony Thomas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott Anthony Thomas located?

Scott Anthony Thomas is based in CHICAGO, Illinois, last registered with ASTOR INVESTMENT MANAGEMENT LLC.

How does Scott Anthony Thomas charge for services?

Scott Anthony Thomas's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASTOR INVESTMENT MANAGEMENT LLC?

ASTOR INVESTMENT MANAGEMENT LLC has approximately 6 employees and manages $214M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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