Unclaimed Profile

Jerry William Miller

GUGGENHEIM FUNDS DISTRIBUTORS, LLC·CHICAGO, Illinois

SIE, Series 3, Series 7, Series 8, Series 15, Series 23, Series 24, Series 63, Series 65Clean record32 years registeredGUGGENHEIM FUNDS DISTRIBUTORS, LLC

227 WEST MONROE STREET, CHICAGO, IL 60606CRD# 1272631Firm CRD# 39805

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jerry William Miller · CHICAGO, IL

Registration

CRD #1272631 · GUGGENHEIM FUNDS DISTRIBUTORS, LLC · 32 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GUGGENHEIM FUNDS DISTRIBUTORS, LLC

GUGGENHEIM INVESTMENTS

Apr 2018 – Feb 2023

NEW YORK, NY

DEUTSCHE BANK SECURITIES INC.

Jul 2013 – Jul 2016

NEW YORK, NY

ENDOWMENT ADVISERS, L.P.

Nov 2010 – Feb 2013

AUSTIN, TX

SALIENT ADVISORS, L.P.

Nov 2010 – Feb 2013

DALLAS, TX

MORGAN STANLEY & CO., INCORPORATED

Apr 2007 – Mar 2008

NEW YORK, NY

MORGAN STANLEY

May 2006 – Apr 2007

PURCHASE, NY

MERRILL LYNCH INVESTMENT MANAGERS LP

May 2002 – Jan 2006

PLAINSBORO, NJ

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Feb 1994 – Nov 2002

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 15

Series 23

Series 24

Series 63

Series 65

Registration record

First registered · February 4, 1994

Years registered · 32

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

CRD 39805 · SEC 801-54810

AUM

$5.9B

Regulatory assets under management

Employees

232

281 client accounts

Services offered by GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at GUGGENHEIM FUNDS DISTRIBUTORS, LLC →

Introduction

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Frequently Asked Questions

What services does Jerry William Miller offer?

Jerry William Miller specializes in Investment Management.

What are Jerry William Miller's credentials?

Jerry William Miller is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jerry William Miller located?

Jerry William Miller is based in CHICAGO, Illinois, last registered with GUGGENHEIM FUNDS DISTRIBUTORS, LLC.

How does Jerry William Miller charge for services?

Jerry William Miller's firm is compensated through percentage of aum, other: index licensing fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GUGGENHEIM FUNDS DISTRIBUTORS, LLC?

GUGGENHEIM FUNDS DISTRIBUTORS, LLC has approximately 232 employees and manages $5.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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