GUGGENHEIM FUNDS DISTRIBUTORS, LLC

CHICAGO, Illinois·12 registered advisors·CRD# 39805
SEC# 801-548101800-820-0888
01

Firm Overview

AUM
$5.9B
Regulatory assets under management
Employees
232
Total firm employees
Advisors
12
Registered representatives
02

Services & Fees

Advisory Services
Portfolio management (pooled investments)
Compensation
Percentage of AUM
Other: INDEX LICENSING FEE
03

Specialties

Investment Management
04

Advisors at GUGGENHEIM FUNDS DISTRIBUTORS, LLC

12 registered advisors
Christopher Vito Parisi
CHICAGO, Illinois
Dennis Ryan Metzger
CHICAGO, Illinois
Dominick Nmn Cogliandro
CHICAGO, Illinois
Donald Christopher Cacciapaglia
CHICAGO, Illinois
Douglas Clark Mangini
CHICAGO, Illinois
Elisabeth Ann Miller
CHICAGO, Illinois
Jeffrey Allen Worf
LISLE, Illinois
Jerry William Miller
CHICAGO, Illinois
Julie Ann Jacques
CHICAGO, Illinois
Kevin Michael Mcgovern
CHICAGO, Illinois
Meredith Farwell Henning
LISLE, Illinois
Ying Chan
CHICAGO, Illinois
05

Office Locations

CHICAGO, Illinois
10 advisors
LISLE, Illinois
2 advisors

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Data sourced from SEC Form ADV filings. GUGGENHEIM FUNDS DISTRIBUTORS, LLC (CRD# 39805) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.