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Donald Christopher Cacciapaglia

GUGGENHEIM FUNDS DISTRIBUTORS, LLC·CHICAGO, Illinois
Clean recordGUGGENHEIM FUNDS DISTRIBUTORS, LLC
227 WEST MONROE STREET, CHICAGO, IL 60606CRD# 1396644Firm CRD# 39805

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Donald Christopher Cacciapaglia · CHICAGO, IL
Registration
CRD #1396644 · GUGGENHEIM FUNDS DISTRIBUTORS, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Donald Christopher Cacciapaglia is a registered financial advisor based in CHICAGO, Illinois, affiliated with GUGGENHEIM FUNDS DISTRIBUTORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Institutional Investors
Introduction

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03

Firm Overview

Firm
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
AUM
$5.9B
Regulatory assets under management
Employees
232
Total firm employees
View all advisors at GUGGENHEIM FUNDS DISTRIBUTORS, LLC →
Services
Portfolio management (pooled investments)
04

Background

Compensation
Percentage of AUM
Other: INDEX LICENSING FEE
Regulatory
SEC/IARD CRD# 1396644
Firm CRD# 39805
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Donald Christopher Cacciapaglia offer?
Donald Christopher Cacciapaglia specializes in Investment Management. Contact their office in CHICAGO, Illinois for a consultation.
What are Donald Christopher Cacciapaglia's credentials?
Donald Christopher Cacciapaglia is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Donald Christopher Cacciapaglia located?
Donald Christopher Cacciapaglia is based in CHICAGO, Illinois, working with GUGGENHEIM FUNDS DISTRIBUTORS, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Donald Christopher Cacciapaglia charge for services?
Donald Christopher Cacciapaglia's firm is compensated through percentage of aum, other: index licensing fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GUGGENHEIM FUNDS DISTRIBUTORS, LLC?
GUGGENHEIM FUNDS DISTRIBUTORS, LLC has approximately 232 employees and manages $5.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at GUGGENHEIM FUNDS DISTRIBUTORS, LLC

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Ying Chan
CHICAGO, IL
Dominick Nmn Cogliandro
CHICAGO, IL
Elisabeth Ann Miller
CHICAGO, IL
Jeffrey Allen Worf
LISLE, IL
Jerry William Miller
CHICAGO, IL

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Research
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