Unclaimed Profile

Jeffrey Allen Worf

GUGGENHEIM FUNDS DISTRIBUTORS, LLC·LISLE, Illinois

SIE, Series 6, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 66Clean record20 years registeredGUGGENHEIM FUNDS DISTRIBUTORS, LLC

2455 CORPORATE WEST DRIVE, LISLE, IL 60532CRD# 1416591Firm CRD# 39805

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey Allen Worf · LISLE, IL

Registration

CRD #1416591 · GUGGENHEIM FUNDS DISTRIBUTORS, LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GUGGENHEIM FUNDS DISTRIBUTORS, LLC

NUVEEN ASSET MANAGEMENT, LLC

Aug 2018 – Mar 2022

CHICAGO, IL

BMO ASSET MANAGEMENT CORP.

Apr 2018 – Aug 2018

CHICAGO, IL

BMO NESBITT BURNS SECURITIES LTD.

Jun 2016 – Jul 2016

Chicago, IL

WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS INC.

Nov 2007 – Sep 2009

REDWOOD CITY, CA

PMG ASSET MANAGEMENT INC

Feb 2006 – Aug 2006

ELGIN, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 66

Registration record

First registered · February 7, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

CRD 39805 · SEC 801-54810

AUM

$5.9B

Regulatory assets under management

Employees

232

281 client accounts

Services offered by GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at GUGGENHEIM FUNDS DISTRIBUTORS, LLC →

Introduction

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Frequently Asked Questions

What services does Jeffrey Allen Worf offer?

Jeffrey Allen Worf specializes in Investment Management.

What are Jeffrey Allen Worf's credentials?

Jeffrey Allen Worf is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeffrey Allen Worf located?

Jeffrey Allen Worf is based in LISLE, Illinois, last registered with GUGGENHEIM FUNDS DISTRIBUTORS, LLC.

How does Jeffrey Allen Worf charge for services?

Jeffrey Allen Worf's firm is compensated through percentage of aum, other: index licensing fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GUGGENHEIM FUNDS DISTRIBUTORS, LLC?

GUGGENHEIM FUNDS DISTRIBUTORS, LLC has approximately 232 employees and manages $5.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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