SECURITY INVESTORS, LLC

GUGGENHEIM INVESTMENTS
NEW YORK, New York·5 registered advisors·CRD# 105477
SEC# 801-80086212-739-0700
01

Firm Overview

AUM
$11.3B
Regulatory assets under management
Employees
40
Total firm employees
Advisors
5
Registered representatives
02

Services & Fees

Advisory Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Compensation
Percentage of AUM
03

Specialties

Investment ManagementRetirement PlanningWealth ManagementFee-Only Advisory
04

Advisors at SECURITY INVESTORS, LLC

5 registered advisors
Amy Jo Lee
NEW YORK, New York
Amy Leigh Damman
NEW YORK, New York
Keith Arthur Fletcher
NEW YORK, New York
Marc Claude Zeitoun
NEW YORK, New York
CFA
Margaux Marie Misantone
NEW YORK, New York
05

Office Locations

NEW YORK, New York
5 advisors

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Data sourced from SEC Form ADV filings. SECURITY INVESTORS, LLC (CRD# 105477) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.