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SECURITY INVESTORS, LLC
SECURITY INVESTORS, LLC
GUGGENHEIM INVESTMENTS
NEW YORK, New York
·
10 registered advisors
·
CRD# 105477
SEC# 801-8008
6
212-739-0700
01
Firm Overview
AUM
$11.3B
Regulatory assets under management
Employees
40
Total firm employees
Advisors
10
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Compensation
Percentage of AUM
03
Specialties
Investment Management
Retirement Planning
Wealth Management
Fee-Only Advisory
04
Advisors at SECURITY INVESTORS, LLC
10 registered advisors
Amy Jo Lee
NEW YORK, New York
CRD# 1161869
Amy Leigh Damman
NEW YORK, New York
CRD# 2720290
Dustan Roy Beier
NEW YORK, New York
CRD# 6552192
Farhan Nmn Sharaff
NEW YORK, New York
CRD# 3157209
Jennifer Eileen Landers
NEW YORK, New York
CRD# 3271233
Joseph Marvel Arruda
NEW YORK, New York
CRD# 4625312
Keith Arthur Fletcher
NEW YORK, New York
CRD# 735212
Marc Claude Zeitoun
NEW YORK, New York
CRD# 2639942
Margaux Marie Misantone
NEW YORK, New York
CRD# 4949669
Michael Paul Byrum
NEW YORK, New York
CRD# 2254181
05
Office Locations
NEW YORK, New York
10 advisors
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Data sourced from SEC Form ADV filings. SECURITY INVESTORS, LLC (CRD# 105477) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.