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NUVEEN ASSET MANAGEMENT, LLC
NUVEEN ASSET MANAGEMENT, LLC
CHICAGO, Illinois
·
6 registered advisors
·
CRD# 155584
SEC# 801-71957
14
312-917-7700
01
Firm Overview
AUM
$239.6B
Regulatory assets under management
Employees
397
Total firm employees
Advisors
6
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Compensation
Percentage of AUM
Subscription fees
Performance-based fees
03
Specialties
Investment Management
Retirement Planning
Wealth Management
04
Advisors at NUVEEN ASSET MANAGEMENT, LLC
6 registered advisors
Diane S Meggs
CHICAGO, Illinois
CRD# 4111164
Frank Michiel Van Etten
CHICAGO, Illinois
CRD# 6543046
Jon Mitchell Stevens
CHICAGO, Illinois
CRD# 4427995
Sherri A Hlavacek
CHICAGO, Illinois
CRD# 3172686
Stuart Jona Cohen
CHICAGO, Illinois
CRD# 3144010
Thomas Stephen Schreier
CHICAGO, Illinois
CRD# 2801855
05
Office Locations
CHICAGO, Illinois
6 advisors
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Data sourced from SEC Form ADV filings. NUVEEN ASSET MANAGEMENT, LLC (CRD# 155584) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.