Unclaimed Profile

Bryan Michael Novak

ASTOR INVESTMENT MANAGEMENT LLC·CHICAGO, Illinois

Series 7, Series 63, Series 65Clean record24 years registeredASTOR INVESTMENT MANAGEMENT LLC

111 S WACKER DRIVE, CHICAGO, IL 60606CRD# 4399781Firm CRD# 169679

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Bryan Michael Novak · CHICAGO, IL

Registration

CRD #4399781 · ASTOR INVESTMENT MANAGEMENT LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ASTOR INVESTMENT MANAGEMENT LLC

LAKEWOOD INVESTMENT MANAGEMENT LLC

Mar 2014 – Mar 2015

CHICAGO, IL

ASTOR INVESTMENT MANAGEMENT LLC

Dec 2013 – Aug 2025

Chagrin Falls, OH

NATIONAL ASSET MANAGEMENT, INC.

Aug 2013 – Apr 2014

CHICAGO, IL

THE MASTERS

Aug 2004 – Dec 2005

CHICAGO, IL

ASTOR ASSET MANAGEMENT LLC

Apr 2002 – Aug 2013

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · April 24, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ASTOR INVESTMENT MANAGEMENT LLC

CRD 169679 · SEC 801-78794

AUM

$214M

Regulatory assets under management

Employees

458 client accounts

Services offered by ASTOR INVESTMENT MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at ASTOR INVESTMENT MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Bryan Michael Novak offer?

Bryan Michael Novak specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Bryan Michael Novak's credentials?

Bryan Michael Novak is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Bryan Michael Novak located?

Bryan Michael Novak is based in CHICAGO, Illinois, last registered with ASTOR INVESTMENT MANAGEMENT LLC.

How does Bryan Michael Novak charge for services?

Bryan Michael Novak's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASTOR INVESTMENT MANAGEMENT LLC?

ASTOR INVESTMENT MANAGEMENT LLC has approximately 6 employees and manages $214M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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