Unclaimed Profile

Brian Gregory Morandi

DUFF & PHELPS INVESTMENT MANAGEMENT CO.·CHICAGO, Illinois

SIE, Series 7, Series 7TO, Series 24, Series 63CFAClean record11 years registeredDUFF & PHELPS INVESTMENT MANAGEMENT CO.

200 SOUTH WACKER DRIVE, CHICAGO, IL 60606CRD# 3188915Firm CRD# 107296

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Gregory Morandi · CHICAGO, IL

Registration

CRD #3188915 · DUFF & PHELPS INVESTMENT MANAGEMENT CO. · 11 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DUFF & PHELPS INVESTMENT MANAGEMENT CO.

INVESCO ADVISERS, INC.

Jul 2016 – Mar 2021

New York, NY

DUFF & PHELPS INVESTMENT MANAGEMENT CO.

Mar 2016 – Jun 2016

NEW YORK, NY

EUCLID ADVISORS LLC

Feb 2016 – Jun 2016

NEW YORK, NY

VIRTUS INVESTMENT ADVISERS, INC.

Aug 2014 – Feb 2016

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 24

Series 63

Registration record

First registered · August 25, 2014

Years registered · 11

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DUFF & PHELPS INVESTMENT MANAGEMENT CO.

CRD 107296 · SEC 801-14813

AUM

$12.3B

Regulatory assets under management

Employees

61 client accounts

Services offered by DUFF & PHELPS INVESTMENT MANAGEMENT CO.

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at DUFF & PHELPS INVESTMENT MANAGEMENT CO. →

Introduction

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Frequently Asked Questions

What services does Brian Gregory Morandi offer?

Brian Gregory Morandi specializes in Investment Management, Retirement Planning, Wealth Management.

What are Brian Gregory Morandi's credentials?

Brian Gregory Morandi holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Brian Gregory Morandi located?

Brian Gregory Morandi is based in CHICAGO, Illinois, last registered with DUFF & PHELPS INVESTMENT MANAGEMENT CO..

How does Brian Gregory Morandi charge for services?

Brian Gregory Morandi's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DUFF & PHELPS INVESTMENT MANAGEMENT CO.?

DUFF & PHELPS INVESTMENT MANAGEMENT CO. has approximately 54 employees and manages $12.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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