Unclaimed Profile

Bart Richard Bonga

ROTHSCHILD INVESTMENT CORPORATION·CHICAGO, Illinois

SIE, Series 7, Series 63, Series 6529 years registeredROTHSCHILD INVESTMENT CORPORATION

311 SOUTH WACKER DRIVE, CHICAGO, IL 60606CRD# 2798234Firm CRD# 728

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Bart Richard Bonga · CHICAGO, IL

Registration

CRD #2798234 · ROTHSCHILD INVESTMENT CORPORATION · 29 years registered

Brand Profile

Not yet started

Career History

ROTHSCHILD INVESTMENT

Sep 1996 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · September 26, 1996

Years registered · 29

Disclosure History

2008Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ROTHSCHILD INVESTMENT LLC

CRD 728 · SEC 801-7395

AUM

$2.0B

Regulatory assets under management

Employees

2,211 client accounts

Services offered by ROTHSCHILD INVESTMENT LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at ROTHSCHILD INVESTMENT LLC →

Introduction

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Frequently Asked Questions

What services does Bart Richard Bonga offer?

Bart Richard Bonga specializes in Investment Management, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Bart Richard Bonga's credentials?

Bart Richard Bonga is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Bart Richard Bonga located?

Bart Richard Bonga is based in CHICAGO, Illinois, working with ROTHSCHILD INVESTMENT CORPORATION. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Bart Richard Bonga charge for services?

Bart Richard Bonga's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROTHSCHILD INVESTMENT CORPORATION?

ROTHSCHILD INVESTMENT CORPORATION has approximately 40 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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