Unclaimed Profile

Joseph Patrick Walsh

WALSH & ASSOCIATES, LLC·SARASOTA, Florida

SIE, Series 7, Series 24, Series 63, Series 65CFP CFA31 years registeredWALSH & ASSOCIATES, LLC

2350 FRUITVILLE RD, SARASOTA, FL 34237CRD# 1477994Firm CRD# 144441

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Patrick Walsh · SARASOTA, FL

Registration

CRD #1477994 · WALSH & ASSOCIATES, LLC · 31 years registered

Brand Profile

Not yet started

About

Joseph Patrick Walsh is a financial advisor based in Sarasota, Florida, where he operates WALSH & ASSOCIATES, LLC. He is registered with CRD number 1477994. Additional information about his credentials and specialties is not provided in the available details.

Career History

WALSH & ASSOCIATES, LLC

Nov 2012 – present

LPL FINANCIAL LLC

Feb 1995 – present

LPL FINANCIAL LLC

Apr 1998 – Dec 2013

FORT MILL, SC

WALSH & ASSOCIATES, LTD.

Nov 1997 – Dec 2012

DEKALB, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · February 2, 1995

Years registered · 31

Professional designations · CFP, CFA

Disclosure History

1991Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

WALSH & ASSOCIATES, LLC

CRD 144441 · SEC 801-77605

AUM

$574M

Regulatory assets under management

Employees

2,127 client accounts

Services offered by WALSH & ASSOCIATES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WALSH & ASSOCIATES, LLC →

Introduction

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Frequently Asked Questions

What services does Joseph Patrick Walsh offer?

Joseph Patrick Walsh specializes in Financial Planning, Investment Management. Contact their office in SARASOTA, Florida for a consultation.

What are Joseph Patrick Walsh's credentials?

Joseph Patrick Walsh holds the following professional designations: CFP, CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Joseph Patrick Walsh located?

Joseph Patrick Walsh is based in SARASOTA, Florida, working with WALSH & ASSOCIATES, LLC. Their office serves clients in the SARASOTA metropolitan area and surrounding communities.

How does Joseph Patrick Walsh charge for services?

Joseph Patrick Walsh's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WALSH & ASSOCIATES, LLC?

WALSH & ASSOCIATES, LLC has approximately 13 employees and manages $574M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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