Unclaimed Profile

James Christopher Mills

SARA-BAY FINANCIAL CORP.·SARASOTA, Florida

SIE, Series 7, Series 63, Series 66CFPClean record12 years registeredSARA-BAY FINANCIAL CORP.

2201 CANTU COURT, SARASOTA, FL 34232CRD# 6120941Firm CRD# 133443

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Christopher Mills · SARASOTA, FL

Registration

CRD #6120941 · SARA-BAY FINANCIAL CORP. · 12 years registered

Brand Profile

Not yet started

Career History

SARA-BAY FINANCIAL CORP.

Mar 2020 – present

SARA-BAY FINANCIAL CORP.

Mar 2019 – Dec 2019

SARASOTA, FL

FIDELITY PERSONAL AND WORKPLACE ADVISORS

Jul 2018 – Feb 2019

BOSTON, MA

STRATEGIC ADVISERS LLC

Aug 2013 – Jul 2018

INDIANAPOLIS, IN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Registration record

First registered · August 21, 2013

Years registered · 12

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SARA-BAY FINANCIAL CORP.

CRD 133443 · SEC 801-79508

AUM

$252M

Regulatory assets under management

Employees

828 client accounts

Services offered by SARA-BAY FINANCIAL CORP.

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at SARA-BAY FINANCIAL CORP. →

Introduction

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Frequently Asked Questions

What services does James Christopher Mills offer?

James Christopher Mills specializes in Investment Management, Fee-Only Advisory. Contact their office in SARASOTA, Florida for a consultation.

What are James Christopher Mills's credentials?

James Christopher Mills holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James Christopher Mills located?

James Christopher Mills is based in SARASOTA, Florida, working with SARA-BAY FINANCIAL CORP.. Their office serves clients in the SARASOTA metropolitan area and surrounding communities.

How does James Christopher Mills charge for services?

James Christopher Mills's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SARA-BAY FINANCIAL CORP.?

SARA-BAY FINANCIAL CORP. has approximately 5 employees and manages $252M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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