Unclaimed Profile

Joseph Patrick Walsh

WALSH & ASSOCIATES, LLC·SARASOTA, Florida

Series 7, Series 66Clean recordWALSH & ASSOCIATES, LLC

2350 FRUITVILLE RD, SARASOTA, FL 34237CRD# 4630974Firm CRD# 144441

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Patrick Walsh · SARASOTA, FL

Registration

CRD #4630974 · WALSH & ASSOCIATES, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Joseph Patrick Walsh is a registered financial advisor based in SARASOTA, Florida, affiliated with WALSH & ASSOCIATES, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

WALSH & ASSOCIATES, LLC

AUM

$574M

Regulatory assets under management

Employees

Total firm employees

View all advisors at WALSH & ASSOCIATES, LLC →

Services

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 4630974

Firm CRD# 144441

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Joseph Patrick Walsh offer?

Joseph Patrick Walsh specializes in Financial Planning, Investment Management. Contact their office in SARASOTA, Florida for a consultation.

What are Joseph Patrick Walsh's credentials?

Joseph Patrick Walsh is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Patrick Walsh located?

Joseph Patrick Walsh is based in SARASOTA, Florida, working with WALSH & ASSOCIATES, LLC. Their office serves clients in the SARASOTA metropolitan area and surrounding communities.

How does Joseph Patrick Walsh charge for services?

Joseph Patrick Walsh's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WALSH & ASSOCIATES, LLC?

WALSH & ASSOCIATES, LLC has approximately 13 employees and manages $574M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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