Unclaimed Profile

Michael James Walsh

WALSH & ASSOCIATES, LLC·SARASOTA, Florida

SIE, Series 7, Series 66Clean record19 years registeredWALSH & ASSOCIATES, LLC

2350 FRUITVILLE RD, SARASOTA, FL 34237CRD# 5160655Firm CRD# 144441

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael James Walsh · SARASOTA, FL

Registration

CRD #5160655 · WALSH & ASSOCIATES, LLC · 19 years registered

Brand Profile

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About

Michael James Walsh is a financial advisor based in Sarasota, Florida, where he operates WALSH & ASSOCIATES, LLC. He is registered with CRD number 5160655. Additional information about his credentials and specialties is not available from the provided information.

Career History

WALSH & ASSOCIATES, LLC

Nov 2012 – present

LPL FINANCIAL LLC

Oct 2006 – Oct 2014

FORT MILL, SC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · October 12, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WALSH & ASSOCIATES, LLC

CRD 144441 · SEC 801-77605

AUM

$574M

Regulatory assets under management

Employees

2,127 client accounts

Services offered by WALSH & ASSOCIATES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WALSH & ASSOCIATES, LLC →

Introduction

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Frequently Asked Questions

What services does Michael James Walsh offer?

Michael James Walsh specializes in Financial Planning, Investment Management. Contact their office in SARASOTA, Florida for a consultation.

What are Michael James Walsh's credentials?

Michael James Walsh is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael James Walsh located?

Michael James Walsh is based in SARASOTA, Florida, working with WALSH & ASSOCIATES, LLC. Their office serves clients in the SARASOTA metropolitan area and surrounding communities.

How does Michael James Walsh charge for services?

Michael James Walsh's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WALSH & ASSOCIATES, LLC?

WALSH & ASSOCIATES, LLC has approximately 13 employees and manages $574M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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