Unclaimed Profile

Thomas Gilbert Walsh

WALSH & ASSOCIATES, LLC·SARASOTA, Florida

SIE, Series 7, Series 66Clean record9 years registeredWALSH & ASSOCIATES, LLC

2350 FRUITVILLE RD, SARASOTA, FL 34237CRD# 5295339Firm CRD# 144441

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Gilbert Walsh · SARASOTA, FL

Registration

CRD #5295339 · WALSH & ASSOCIATES, LLC · 9 years registered

Brand Profile

Not yet started

Career History

WALSH & ASSOCIATES, LLC

Jan 2017 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · January 17, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WALSH & ASSOCIATES, LLC

CRD 144441 · SEC 801-77605

AUM

$574M

Regulatory assets under management

Employees

2,127 client accounts

Services offered by WALSH & ASSOCIATES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WALSH & ASSOCIATES, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Gilbert Walsh offer?

Thomas Gilbert Walsh specializes in Financial Planning, Investment Management. Contact their office in SARASOTA, Florida for a consultation.

What are Thomas Gilbert Walsh's credentials?

Thomas Gilbert Walsh is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Gilbert Walsh located?

Thomas Gilbert Walsh is based in SARASOTA, Florida, working with WALSH & ASSOCIATES, LLC. Their office serves clients in the SARASOTA metropolitan area and surrounding communities.

How does Thomas Gilbert Walsh charge for services?

Thomas Gilbert Walsh's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WALSH & ASSOCIATES, LLC?

WALSH & ASSOCIATES, LLC has approximately 13 employees and manages $574M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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