Unclaimed Profile

Douglas Charles Heske

NEWDAY FUNDS, INC.·SOUTHBURY, Connecticut

SIE, Series 7, Series 8, Series 23, Series 31, Series 55, Series 63, Series 65, Series 8725 years registeredNEWDAY FUNDS, INC.

9 UNION SQUARE, SOUTHBURY, CT 06488CRD# 1458182Firm CRD# 174758

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas Charles Heske · SOUTHBURY, CT

Registration

CRD #1458182 · NEWDAY FUNDS, INC. · 25 years registered

Brand Profile

Not yet started

Career History

NEWDAY

Jun 2016 – present

STONE & YOUNGBERG LLC

Jan 2012 – Jun 2012

SAN FRANCISCO, CA

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Nov 2011 – Feb 2016

SAN FRANCISCO, CA

STONE & YOUNGBERG LLC

Apr 2011 – Nov 2011

SAN FRANCISCO, CA

STERNE AGEE INVESTMENT ADVISORS, INC.

Feb 2011 – Apr 2011

SAN FRANCISCO, CA

NOLLENBERGER CAPITAL PARTNERS, INC.

Apr 2004 – Mar 2011

SAN FRANCISCO, CA

PIPER JAFFRAY & CO.

Aug 2000 – Apr 2004

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 23

Series 31

Series 55

Series 63

Series 65

Series 87

Registration record

First registered · August 25, 2000

Years registered · 25

Disclosure History

2001Customer Dispute·Denied

1993Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

NEWDAY FUNDS, INC.

CRD 174758 · SEC 801-112212

AUM

$175M

Regulatory assets under management

Employees

26 client accounts

Services offered by NEWDAY FUNDS, INC.

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at NEWDAY FUNDS, INC. →

Introduction

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Frequently Asked Questions

What services does Douglas Charles Heske offer?

Douglas Charles Heske specializes in Investment Management, Fee-Only Advisory. Contact their office in SOUTHBURY, Connecticut for a consultation.

What are Douglas Charles Heske's credentials?

Douglas Charles Heske is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Douglas Charles Heske located?

Douglas Charles Heske is based in SOUTHBURY, Connecticut, working with NEWDAY FUNDS, INC.. Their office serves clients in the SOUTHBURY metropolitan area and surrounding communities.

How does Douglas Charles Heske charge for services?

Douglas Charles Heske's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NEWDAY FUNDS, INC.?

NEWDAY FUNDS, INC. has approximately 9 employees and manages $175M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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