NEWDAY FUNDS, INC.

NEWDAY

SOUTHBURY, Connecticut·4 registered advisors·CRD# 174758

SEC# 801-1122120415-935-0550

01

Firm Overview

AUM

$175M

Regulatory assets under management

Employees

9

Total firm employees

Advisors

4

Registered representatives

02

Services & Fees

Advisory Services

Portfolio management (individuals)

Portfolio management (pooled investments)

Security ratings or pricing services

Compensation

Percentage of AUM

03

Specialties

Investment Management Fee-Only Advisory

04

Advisors at NEWDAY FUNDS, INC.

4 registered advisors

Cara Elizabeth Barr

SAN FRANCISCO, California

David Cheng-Wei Hsu

SOUTHBURY, Connecticut

Denise Marie Rusnak

SAN FRANCISCO, California

Douglas Charles Heske

SOUTHBURY, Connecticut

05

Office Locations

SAN FRANCISCO, California

SOUTHBURY, Connecticut

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Data sourced from SEC Form ADV filings. NEWDAY FUNDS, INC. (CRD# 174758) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.