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Kevin Andrew Kennedy

KENNEDY WEALTH AND TAX MANAGEMENT, INC.·SOUTHBURY, Connecticut
SIE, Series 6, Series 62, Series 63, Series 65Clean record23 years registeredKENNEDY WEALTH AND TAX MANAGEMENT, INC.
1 POMPERAUG OFFICE PARK, SOUTHBURY, CT 06488CRD# 2891568Firm CRD# 172394

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kevin Andrew Kennedy · SOUTHBURY, CT
Registration
CRD #2891568 · KENNEDY WEALTH AND TAX MANAGEMENT, INC. · 23 years registered
Brand Profile
Not yet started
01

Career History

KENNEDY WEALTH & TAX MANAGEMENT, LLC
Sep 2014 – present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Mar 2005 – Nov 2014
SOUTHBURY, CT
CAMBRIDGE INVESTMENT RESERARCH, INC.
Jun 2003 – Mar 2005
SOUTHBURY, CT
TRUSTED ADVISORS
Feb 2003 – Jun 2003
SOUTHBURY, CT
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 62
Series 63
Series 65
Registration record
First registered · February 10, 2003
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
KENNEDY WEALTH AND TAX MANAGEMENT, INC.
CRD 172394 · SEC 801-112886
AUM
$196M
Regulatory assets under management
Employees
4
359 client accounts
Services offered by KENNEDY WEALTH AND TAX MANAGEMENT, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at KENNEDY WEALTH AND TAX MANAGEMENT, INC. →
Introduction

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05

Frequently Asked Questions

What services does Kevin Andrew Kennedy offer?
Kevin Andrew Kennedy specializes in Financial Planning, Investment Management. Contact their office in SOUTHBURY, Connecticut for a consultation.
What are Kevin Andrew Kennedy's credentials?
Kevin Andrew Kennedy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kevin Andrew Kennedy located?
Kevin Andrew Kennedy is based in SOUTHBURY, Connecticut, working with KENNEDY WEALTH AND TAX MANAGEMENT, INC.. Their office serves clients in the SOUTHBURY metropolitan area and surrounding communities.
How does Kevin Andrew Kennedy charge for services?
Kevin Andrew Kennedy's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is KENNEDY WEALTH AND TAX MANAGEMENT, INC.?
KENNEDY WEALTH AND TAX MANAGEMENT, INC. has approximately 4 employees and manages $196M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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