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STERNE AGEE ASSET MANAGEMENT, INC.
STERNE AGEE ASSET MANAGEMENT, INC.
BIRMINGHAM, Alabama
·
5 registered advisors
·
CRD# 130888
SEC# 801-63297
205-380-1700
01
Firm Overview
AUM
$10M
Regulatory assets under management
Employees
8
Total firm employees
Advisors
5
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Compensation
Percentage of AUM
Hourly charges
Subscription fees
03
Specialties
Financial Planning
Investment Management
Wealth Management
04
Advisors at STERNE AGEE ASSET MANAGEMENT, INC.
5 registered advisors
Daniel Lee Garrett
BIRMINGHAM, Alabama
CRD# 4398031
Daryl Timothy Speegle
BIRMINGHAM, Alabama
CRD# 4145660
Harold Lowell Wainwright
BIRMINGHAM, Alabama
CRD# 1277248
James Franklin Dixon
BIRMINGHAM, Alabama
CRD# 2520677
John Vincent Rucker
BIRMINGHAM, Alabama
CRD# 2150281
05
Office Locations
BIRMINGHAM, Alabama
5 advisors
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Data sourced from SEC Form ADV filings. STERNE AGEE ASSET MANAGEMENT, INC. (CRD# 130888) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.