Unclaimed Profile

David Cheng-Wei Hsu

NEWDAY FUNDS, INC.·SOUTHBURY, Connecticut

SIE, Series 7, Series 9, Series 10, Series 14, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 66, Series 79TO, Series 82TO, Series 99TOClean record9 years registeredNEWDAY FUNDS, INC.

9 UNION SQUARE, SOUTHBURY, CT 06488CRD# 4140214Firm CRD# 174758

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Cheng-Wei Hsu · SOUTHBURY, CT

Registration

CRD #4140214 · NEWDAY FUNDS, INC. · 9 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NEWDAY FUNDS, INC.

NEWDAY

Nov 2023 – Apr 2026

Puyallup, WA

GROW CAPITAL MANAGEMENT

Sep 2016 – Mar 2017

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 14

Series 24

Series 52TO

Series 53

Series 63

Series 65

Series 66

Series 79TO

Series 82TO

Series 99TO

Registration record

First registered · September 8, 2016

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NEWDAY FUNDS, INC.

CRD 174758 · SEC 801-112212

AUM

$175M

Regulatory assets under management

Employees

26 client accounts

Services offered by NEWDAY FUNDS, INC.

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at NEWDAY FUNDS, INC. →

Introduction

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Frequently Asked Questions

What services does David Cheng-Wei Hsu offer?

David Cheng-Wei Hsu specializes in Investment Management, Fee-Only Advisory.

What are David Cheng-Wei Hsu's credentials?

David Cheng-Wei Hsu is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Cheng-Wei Hsu located?

David Cheng-Wei Hsu is based in SOUTHBURY, Connecticut, last registered with NEWDAY FUNDS, INC..

How does David Cheng-Wei Hsu charge for services?

David Cheng-Wei Hsu's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NEWDAY FUNDS, INC.?

NEWDAY FUNDS, INC. has approximately 9 employees and manages $175M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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