Unclaimed Profile

Timothy Howard Prewitt

SMITH BROTHERS FINANCIAL, LLC·GLASTONBURY, Connecticut

SIE, Series 6, Series 7, Series 63, Series 66Clean record16 years registeredSMITH BROTHERS FINANCIAL, LLC

68 NATIONAL DRIVE, GLASTONBURY, CT 06033CRD# 5092660Firm CRD# 322951

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Timothy Howard Prewitt · GLASTONBURY, CT

Registration

CRD #5092660 · SMITH BROTHERS FINANCIAL, LLC · 16 years registered

Brand Profile

Not yet started

Career History

SMITH BROTHERS FINANCIAL, LLC

Nov 2022 – present

PRINCOR FINANCIAL SERVICES CORPORATION

Dec 2009 – Apr 2014

WALTHAM, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · December 2, 2009

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SMITH BROTHERS FINANCIAL, LLC

CRD 322951 · SEC 801-126687

AUM

$847M

Regulatory assets under management

Employees

387 client accounts

Services offered by SMITH BROTHERS FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SMITH BROTHERS FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Timothy Howard Prewitt offer?

Timothy Howard Prewitt specializes in Financial Planning, Investment Management. Contact their office in GLASTONBURY, Connecticut for a consultation.

What are Timothy Howard Prewitt's credentials?

Timothy Howard Prewitt is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Timothy Howard Prewitt located?

Timothy Howard Prewitt is based in GLASTONBURY, Connecticut, working with SMITH BROTHERS FINANCIAL, LLC. Their office serves clients in the GLASTONBURY metropolitan area and surrounding communities.

How does Timothy Howard Prewitt charge for services?

Timothy Howard Prewitt's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SMITH BROTHERS FINANCIAL, LLC?

SMITH BROTHERS FINANCIAL, LLC has approximately 8 employees and manages $847M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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