Unclaimed Profile

John Frank Vaughn

USI SECURITIES, INC.·GLASTONBURY, Connecticut

Clean recordUSI SECURITIES, INC.

95 GLASTONBURY BLVD., GLASTONBURY, CT 06033CRD# 3174224Firm CRD# 43793

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Frank Vaughn · GLASTONBURY, CT

Registration

CRD #3174224 · USI SECURITIES, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

John Frank Vaughn is a registered financial advisor based in GLASTONBURY, Connecticut, affiliated with USI SECURITIES, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Specialties will be added during profile enrichment.

Client Types

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Introduction

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Firm Overview

Firm

USI SECURITIES, INC.

AUM

—

Regulatory assets under management

Employees

Total firm employees

View all advisors at USI SECURITIES, INC. →

Services

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Other: BUNDLED CONSULTING AND ADVISORY FEES

Regulatory

SEC/IARD CRD# 3174224

Firm CRD# 43793

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Frequently Asked Questions

What services does John Frank Vaughn offer?

John Frank Vaughn is a registered financial advisor in GLASTONBURY, Connecticut. Contact their office for details on services offered.

What are John Frank Vaughn's credentials?

John Frank Vaughn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Frank Vaughn located?

John Frank Vaughn is based in GLASTONBURY, Connecticut, working with USI SECURITIES, INC.. Their office serves clients in the GLASTONBURY metropolitan area and surrounding communities.

How does John Frank Vaughn charge for services?

John Frank Vaughn's firm is compensated through percentage of aum, hourly charges, subscription fees, other: bundled consulting and advisory fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is USI SECURITIES, INC.?

USI SECURITIES, INC. has approximately 24 employees. The firm is registered with the SEC as an investment adviser.

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