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John Frank Vaughn

USI SECURITIES, INC.·GLASTONBURY, Connecticut
SIE, Series 7, Series 14, Series 24, Series 66Clean record23 years registeredUSI SECURITIES, INC.
95 GLASTONBURY BLVD., GLASTONBURY, CT 06033CRD# 3174224Firm CRD# 43793

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John Frank Vaughn · GLASTONBURY, CT
Registration
CRD #3174224 · USI SECURITIES, INC. · 23 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: USI SECURITIES, INC.
USI SECURITIES, INC.
Apr 2014 – May 2021
GLASTONBURY, CT
ING FINANCIAL ADVISERS, LLC
May 2010 – Apr 2014
WINDSOR, CT
AST INVESTMENT SERVICES, INC.
Sep 2007 – Aug 2009
SHELTON, CT
WS GRIFFITH SECURITIES, INC.
Mar 2003 – Sep 2004
HARTFORD, CT
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 14
Series 24
Series 66
Registration record
First registered · March 31, 2003
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
USI SECURITIES, INC.
CRD 43793 · SEC 801-56578
Employees
24
Total firm employees
Services offered by USI SECURITIES, INC.
Per Form ADV
Security ratings or pricing services
View all advisors at USI SECURITIES, INC. →
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05

Frequently Asked Questions

What services does John Frank Vaughn offer?
John Frank Vaughn is a registered financial advisor in GLASTONBURY, Connecticut.
What are John Frank Vaughn's credentials?
John Frank Vaughn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Frank Vaughn located?
John Frank Vaughn is based in GLASTONBURY, Connecticut, last registered with USI SECURITIES, INC..
How does John Frank Vaughn charge for services?
John Frank Vaughn's firm is compensated through percentage of aum, hourly charges, subscription fees, other: bundled consulting and advisory fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is USI SECURITIES, INC.?
USI SECURITIES, INC. has approximately 24 employees. The firm is registered with the SEC as an investment adviser.
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Other Advisors at USI SECURITIES, INC.

William Michael Tremko
GLASTONBURY, CT
Richard Charles Bowman
GLASTONBURY, CT
Joseph John Jr Gritzer
GLASTONBURY, CT
Susan Meredith Fullwood
GLASTONBURY, CT
Melinda Mcdonald Robidoux
GLASTONBURY, CT

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