Unclaimed Profile

Michael Nmn Welz

USI ADVISORS, INC.·GLASTONBURY, Connecticut

SIE, Series 7, Series 31, Series 63, Series 65CFAClean record25 years registeredUSI ADVISORS, INC.

95 GLASTONBURY BLVD., GLASTONBURY, CT 06033CRD# 4308110Firm CRD# 108113

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Nmn Welz · GLASTONBURY, CT

Registration

CRD #4308110 · USI ADVISORS, INC. · 25 years registered

Brand Profile

Not yet started

Career History

USI ADVISORS

Mar 2010 – present

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Oct 2005 – Feb 2010

FAIRFIELD, CT

WACHOVIA SECURITIES, LLC

Jul 2003 – Nov 2005

WESTPORT, CT

PRUDENTIAL SECURITIES INCORPORATED

Mar 2001 – Jul 2003

WESTPORT, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · March 28, 2001

Years registered · 25

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

USI ADVISORS, INC.

CRD 108113 · SEC 801-56622

AUM

$41.6B

Regulatory assets under management

Employees

1,348 client accounts

Services offered by USI ADVISORS, INC.

Per Form ADV

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

View all advisors at USI ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Michael Nmn Welz offer?

Michael Nmn Welz specializes in Wealth Management. Contact their office in GLASTONBURY, Connecticut for a consultation.

What are Michael Nmn Welz's credentials?

Michael Nmn Welz holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Michael Nmn Welz located?

Michael Nmn Welz is based in GLASTONBURY, Connecticut, working with USI ADVISORS, INC.. Their office serves clients in the GLASTONBURY metropolitan area and surrounding communities.

How does Michael Nmn Welz charge for services?

Michael Nmn Welz's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is USI ADVISORS, INC.?

USI ADVISORS, INC. has approximately 75 employees and manages $41.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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