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William Robert Pfeiffer

NEW ENGLAND GUILD WEALTH ADVISORS, INC.·AVON, Connecticut
Series 65Clean record12 years registeredNEW ENGLAND GUILD WEALTH ADVISORS, INC.
139 SIMSBURY ROAD, AVON, CT 06001CRD# 6129107Firm CRD# 106400

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
William Robert Pfeiffer · AVON, CT
Registration
CRD #6129107 · NEW ENGLAND GUILD WEALTH ADVISORS, INC. · 12 years registered
Brand Profile
Not yet started
01

Career History

RIDGEPOINT WEALTH ADVISORS LLC
Feb 2023 – present
NEW ENGLAND GUILD WEALTH ADVISORS, INC.
Jan 2014 – Dec 2022
AVON, CT
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · January 15, 2014
Years registered · 12
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
NEW ENGLAND GUILD WEALTH ADVISORS, INC.
CRD 106400 · SEC 801-39648
AUM
$397M
Regulatory assets under management
Employees
7
716 client accounts
Services offered by NEW ENGLAND GUILD WEALTH ADVISORS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at NEW ENGLAND GUILD WEALTH ADVISORS, INC. →
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05

Frequently Asked Questions

What services does William Robert Pfeiffer offer?
William Robert Pfeiffer specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in AVON, Connecticut for a consultation.
What are William Robert Pfeiffer's credentials?
William Robert Pfeiffer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is William Robert Pfeiffer located?
William Robert Pfeiffer is based in AVON, Connecticut, working with NEW ENGLAND GUILD WEALTH ADVISORS, INC.. Their office serves clients in the AVON metropolitan area and surrounding communities.
How does William Robert Pfeiffer charge for services?
William Robert Pfeiffer's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NEW ENGLAND GUILD WEALTH ADVISORS, INC.?
NEW ENGLAND GUILD WEALTH ADVISORS, INC. has approximately 7 employees and manages $397M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at NEW ENGLAND GUILD WEALTH ADVISORS, INC.

Harold Lilburn Rives
AVON, CT
Ernest Patrick Logue
AVON, CT
Brendan Francis Fitzgerald
AVON, CT
Susan Mary Grayson
AVON, CT

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