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Jay Stuart Spivak

SPIVAK ASSET MANAGEMENT, LLC·AVON, Connecticut
Series 65Clean record30 years registeredSPIVAK ASSET MANAGEMENT, LLC
172 WEST MAIN STREET, AVON, CT 06001CRD# 2763969Firm CRD# 125714

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jay Stuart Spivak · AVON, CT
Registration
CRD #2763969 · SPIVAK ASSET MANAGEMENT, LLC · 30 years registered
Brand Profile
Not yet started
01

Career History

SPIVAK ASSET MANAGEMENT, LLC
Jun 1996 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · June 25, 1996
Years registered · 30
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SPIVAK ASSET MANAGEMENT, LLC
CRD 125714 · SEC 801-81096
AUM
$358M
Regulatory assets under management
Employees
1
65 client accounts
Services offered by SPIVAK ASSET MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at SPIVAK ASSET MANAGEMENT, LLC →
Introduction

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Frequently Asked Questions

What services does Jay Stuart Spivak offer?
Jay Stuart Spivak specializes in Investment Management, Fee-Only Advisory. Contact their office in AVON, Connecticut for a consultation.
What are Jay Stuart Spivak's credentials?
Jay Stuart Spivak is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jay Stuart Spivak located?
Jay Stuart Spivak is based in AVON, Connecticut, working with SPIVAK ASSET MANAGEMENT, LLC. Their office serves clients in the AVON metropolitan area and surrounding communities.
How does Jay Stuart Spivak charge for services?
Jay Stuart Spivak's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SPIVAK ASSET MANAGEMENT, LLC?
SPIVAK ASSET MANAGEMENT, LLC has approximately 1 employees and manages $358M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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