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Alan Miles Rothstein

ASSET STRATEGIES, INC.·AVON, Connecticut
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80 WEST AVON RD., AVON, CT 06001CRD# 4370823Firm CRD# 119661
01

About

Alan Miles Rothstein is a registered financial advisor based in AVON, Connecticut, affiliated with ASSET STRATEGIES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
ASSET STRATEGIES, INC.
ASSET STRATEGIES, INC.
AUM
$140M
Regulatory assets under management
Employees
10
Total firm employees
View all advisors at ASSET STRATEGIES, INC. →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 4370823
Firm CRD# 119661
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Alan Miles Rothstein offer?
Alan Miles Rothstein specializes in Financial Planning, Investment Management. Contact their office in AVON, Connecticut for a consultation.
What are Alan Miles Rothstein's credentials?
Alan Miles Rothstein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Alan Miles Rothstein located?
Alan Miles Rothstein is based in AVON, Connecticut, working with ASSET STRATEGIES, INC.. Their office serves clients in the AVON metropolitan area and surrounding communities.
How does Alan Miles Rothstein charge for services?
Alan Miles Rothstein's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ASSET STRATEGIES, INC.?
ASSET STRATEGIES, INC. has approximately 10 employees and manages $140M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Connecticut
GREENWICH (1150)STAMFORD (1131)WESTPORT (338)HARTFORD (225)DARIEN (222)
City Guides
GREENWICH GuideSTAMFORD GuideWESTPORT GuideHARTFORD GuideDARIEN Guide
Research
Advisor Fees in ConnecticutNational Fee Analysis
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