Unclaimed Profile

Harold Lilburn Rives

NEW ENGLAND GUILD WEALTH ADVISORS, INC.·AVON, Connecticut

Series 6, Series 7, Series 8, Series 22, Series 24Clean record34 years registeredNEW ENGLAND GUILD WEALTH ADVISORS, INC.

139 SIMSBURY ROAD, AVON, CT 06001CRD# 1313348Firm CRD# 106400

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Harold Lilburn Rives · AVON, CT

Registration

CRD #1313348 · NEW ENGLAND GUILD WEALTH ADVISORS, INC. · 34 years registered

Brand Profile

Not yet started

Career History

PRIVATE ADVISOR GROUP, LLC

Aug 2023 – present

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Nov 2018 – Aug 2023

West Hartford, CT

OHANESIAN / LECOURS, INC.

Apr 2018 – Dec 2018

WEST HARTFORD, CT

NEW ENGLAND GUILD WEALTH ADVISORS, INC.

Aug 1991 – May 2018

AVON, CT

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 8

Series 22

Series 24

Registration record

First registered · August 23, 1991

Years registered · 34

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NEW ENGLAND GUILD WEALTH ADVISORS, INC.

CRD 106400 · SEC 801-39648

AUM

$397M

Regulatory assets under management

Employees

716 client accounts

Services offered by NEW ENGLAND GUILD WEALTH ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NEW ENGLAND GUILD WEALTH ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Harold Lilburn Rives offer?

Harold Lilburn Rives specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in AVON, Connecticut for a consultation.

What are Harold Lilburn Rives's credentials?

Harold Lilburn Rives is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Harold Lilburn Rives located?

Harold Lilburn Rives is based in AVON, Connecticut, working with NEW ENGLAND GUILD WEALTH ADVISORS, INC.. Their office serves clients in the AVON metropolitan area and surrounding communities.

How does Harold Lilburn Rives charge for services?

Harold Lilburn Rives's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NEW ENGLAND GUILD WEALTH ADVISORS, INC.?

NEW ENGLAND GUILD WEALTH ADVISORS, INC. has approximately 7 employees and manages $397M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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