Unclaimed Profile

Susan Mary Grayson

NEW ENGLAND GUILD WEALTH ADVISORS, INC.·AVON, Connecticut

Series 65Clean record25 years registeredNEW ENGLAND GUILD WEALTH ADVISORS, INC.

139 SIMSBURY ROAD, AVON, CT 06001CRD# 4382598Firm CRD# 106400

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Susan Mary Grayson · AVON, CT

Registration

CRD #4382598 · NEW ENGLAND GUILD WEALTH ADVISORS, INC. · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NEW ENGLAND GUILD WEALTH ADVISORS, INC.

CONNECTICUT WEALTH MANAGEMENT, LLC

Feb 2023 – Jul 2024

FARMINGTON, CT

NEW ENGLAND GUILD WEALTH ADVISORS, INC.

Apr 2001 – Dec 2022

AVON, CT

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · April 6, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NEW ENGLAND GUILD WEALTH ADVISORS, INC.

CRD 106400 · SEC 801-39648

AUM

$397M

Regulatory assets under management

Employees

716 client accounts

Services offered by NEW ENGLAND GUILD WEALTH ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NEW ENGLAND GUILD WEALTH ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Susan Mary Grayson offer?

Susan Mary Grayson specializes in Financial Planning, Investment Management, Wealth Management.

What are Susan Mary Grayson's credentials?

Susan Mary Grayson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Susan Mary Grayson located?

Susan Mary Grayson is based in AVON, Connecticut, last registered with NEW ENGLAND GUILD WEALTH ADVISORS, INC..

How does Susan Mary Grayson charge for services?

Susan Mary Grayson's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NEW ENGLAND GUILD WEALTH ADVISORS, INC.?

NEW ENGLAND GUILD WEALTH ADVISORS, INC. has approximately 7 employees and manages $397M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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