Unclaimed Profile

Diann Elizabeth Mcchesney

ASSET STRATEGIES, INC.·AVON, Connecticut

Series 7, Series 63, Series 65Clean record20 years registeredASSET STRATEGIES, INC.

80 WEST AVON RD., AVON, CT 06001CRD# 4818110Firm CRD# 119661

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Diann Elizabeth Mcchesney · AVON, CT

Registration

CRD #4818110 · ASSET STRATEGIES, INC. · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ASSET STRATEGIES, INC.

ASSET STRATEGIES, INC.

Mar 2012 – Aug 2023

AVON, CT

WESTPORT RESOURCES MANAGEMENT INC

Jan 2012 – Feb 2012

WESTPORT, CT

ELEVEN O'CLOCK ASSOCIATES, LLC

Apr 2006 – Jun 2010

DANBURY, CT

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · April 11, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ASSET STRATEGIES, INC.

CRD 119661 · SEC 801-61023

AUM

$140M

Regulatory assets under management

Employees

606 client accounts

Services offered by ASSET STRATEGIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ASSET STRATEGIES, INC. →

Introduction

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Frequently Asked Questions

What services does Diann Elizabeth Mcchesney offer?

Diann Elizabeth Mcchesney specializes in Financial Planning, Investment Management.

What are Diann Elizabeth Mcchesney's credentials?

Diann Elizabeth Mcchesney is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Diann Elizabeth Mcchesney located?

Diann Elizabeth Mcchesney is based in AVON, Connecticut, last registered with ASSET STRATEGIES, INC..

How does Diann Elizabeth Mcchesney charge for services?

Diann Elizabeth Mcchesney's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASSET STRATEGIES, INC.?

ASSET STRATEGIES, INC. has approximately 10 employees and manages $140M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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