Unclaimed Profile

Kimberly Anne Zajic

STEEL PEAK WEALTH MANAGEMENT, LLC·WOODLAND HILLS, California

SIE, Series 7, Series 66Clean record19 years registeredSTEEL PEAK WEALTH MANAGEMENT, LLC

21650 OXNARD STREET, WOODLAND HILLS, CA 91367CRD# 4898060Firm CRD# 165168

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kimberly Anne Zajic · WOODLAND HILLS, CA

Registration

CRD #4898060 · STEEL PEAK WEALTH MANAGEMENT, LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: STEEL PEAK WEALTH MANAGEMENT, LLC

MORGAN STANLEY

Jun 2009 – Oct 2012

WOODLAND HILLS, CA

CITIGROUP GLOBAL MARKETS INC.

Feb 2008 – Jun 2009

WOODLAND HILLS, CA

UBS FINANCIAL SERVICES INC.

Oct 2006 – Feb 2008

CENTURY CITY, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · October 3, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STEELPEAK WEALTH, LLC

CRD 165168 · SEC 801-77132

AUM

$2.5B

Regulatory assets under management

Employees

7,094 client accounts

Services offered by STEELPEAK WEALTH, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at STEELPEAK WEALTH, LLC →

Introduction

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Frequently Asked Questions

What services does Kimberly Anne Zajic offer?

Kimberly Anne Zajic specializes in Financial Planning, Investment Management, Wealth Management.

What are Kimberly Anne Zajic's credentials?

Kimberly Anne Zajic is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kimberly Anne Zajic located?

Kimberly Anne Zajic is based in WOODLAND HILLS, California, last registered with STEEL PEAK WEALTH MANAGEMENT, LLC.

How does Kimberly Anne Zajic charge for services?

Kimberly Anne Zajic's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STEEL PEAK WEALTH MANAGEMENT, LLC?

STEEL PEAK WEALTH MANAGEMENT, LLC has approximately 46 employees and manages $2.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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