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Francisco Jose Martin

MALAGA ASSET MANAGEMENT, LLC·WOODLAND HILLS, California
Series 7, Series 63, Series 6518 years registeredMALAGA ASSET MANAGEMENT, LLC
23371 MULHOLLAND DRIVE, UNIT 184, WOODLAND HILLS, CA 91364CRD# 3269853Firm CRD# 219512

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Francisco Jose Martin · WOODLAND HILLS, CA
Registration
CRD #3269853 · MALAGA ASSET MANAGEMENT, LLC · 18 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: MALAGA ASSET MANAGEMENT, LLC
UBS FINANCIAL SERVICES INC.
Jan 2010 – May 2011
SAN DIEGO, CA
UBS INTERNATIONAL INC.
Oct 2009 – Jan 2010
SAN DIEGO, CA
MARTIN ASSET MANAGEMENT, LLC
Jan 2008 – Sep 2009
LOS ANGELES, CA
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Registration record
First registered · January 1, 2008
Years registered · 18
03

Disclosure History

2016Civil·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
MALAGA ASSET MANAGEMENT, LLC
CRD 219512 · SEC 801-106876
AUM
—
Regulatory assets under management
Employees
1
Total firm employees
Services offered by MALAGA ASSET MANAGEMENT, LLC
Per Form ADV
Pension consulting
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at MALAGA ASSET MANAGEMENT, LLC →
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05

Frequently Asked Questions

What services does Francisco Jose Martin offer?
Francisco Jose Martin specializes in Retirement Planning.
What are Francisco Jose Martin's credentials?
Francisco Jose Martin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Francisco Jose Martin located?
Francisco Jose Martin is based in WOODLAND HILLS, California, last registered with MALAGA ASSET MANAGEMENT, LLC.
How does Francisco Jose Martin charge for services?
Francisco Jose Martin's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MALAGA ASSET MANAGEMENT, LLC?
MALAGA ASSET MANAGEMENT, LLC has approximately 1 employees. The firm is registered with the SEC as an investment adviser.
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