Unclaimed Profile

Larry Michael Phillips

TPG ADVISORS LLC·WOODLAND HILLS, California

SIE, Series 1, Series 8, Series 15, Series 63, Series 6529 years registeredTPG ADVISORS LLC

21031 VENTURA BLVD. SUITE 315, WOODLAND HILLS, CA 91364CRD# 362671Firm CRD# 151662

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Larry Michael Phillips · WOODLAND HILLS, CA

Registration

CRD #362671 · TPG ADVISORS LLC · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TPG ADVISORS LLC

THE PHILLIPS GROUP ADVISORS

Nov 2009 – Aug 2016

WOODLAND HILLS, CA

RBC CAPITAL MARKETS CORPORATION

Dec 2003 – Nov 2009

WOODLAND HILLS, CA

WACHOVIA SECURITIES, LLC

Jul 1997 – Nov 2003

WOODLAND HILLS, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 8

Series 15

Series 63

Series 65

Registration record

First registered · July 11, 1997

Years registered · 29

Disclosure History

2016Regulatory·Final

2015Regulatory·Final

2006Regulatory·Final

2005Regulatory·Final

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

TPG ADVISORS LLC

CRD 151662 · SEC 801-70696

AUM

$185M

Regulatory assets under management

Employees

885 client accounts

Services offered by TPG ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TPG ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Larry Michael Phillips offer?

Larry Michael Phillips specializes in Financial Planning, Investment Management.

What are Larry Michael Phillips's credentials?

Larry Michael Phillips is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Larry Michael Phillips located?

Larry Michael Phillips is based in WOODLAND HILLS, California, last registered with TPG ADVISORS LLC.

How does Larry Michael Phillips charge for services?

Larry Michael Phillips's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TPG ADVISORS LLC?

TPG ADVISORS LLC has approximately 6 employees and manages $185M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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