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Harold John Rood

ROOD FINANCIAL, LLC·WOODLAND HILLS, California
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21550 OXNARD ST., WOODLAND HILLS, CA 91367CRD# 4011383Firm CRD# 290771
01

About

Harold John Rood is a registered financial advisor based in WOODLAND HILLS, California, affiliated with ROOD FINANCIAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
ROOD FINANCIAL, LLC
ROOD FINANCIAL, LLC
AUM
$34M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at ROOD FINANCIAL, LLC →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 4011383
Firm CRD# 290771
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Harold John Rood offer?
Harold John Rood specializes in Financial Planning, Investment Management. Contact their office in WOODLAND HILLS, California for a consultation.
What are Harold John Rood's credentials?
Harold John Rood is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Harold John Rood located?
Harold John Rood is based in WOODLAND HILLS, California, working with ROOD FINANCIAL, LLC. Their office serves clients in the WOODLAND HILLS metropolitan area and surrounding communities.
How does Harold John Rood charge for services?
Harold John Rood's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROOD FINANCIAL, LLC?
ROOD FINANCIAL, LLC has approximately 2 employees and manages $34M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ROOD FINANCIAL, LLC

Jennifer R Akhlaghi
WOODLAND HILLS, CA

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Research
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