Unclaimed Profile

Phillip David Argue

STEEL PEAK WEALTH MANAGEMENT, LLC·WOODLAND HILLS, California

SIE, Series 3, Series 7, Series 7TO, Series 9, Series 10, Series 66Clean record18 years registeredSTEEL PEAK WEALTH MANAGEMENT, LLC

21650 OXNARD STREET, WOODLAND HILLS, CA 91367CRD# 5461801Firm CRD# 165168

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Phillip David Argue · WOODLAND HILLS, CA

Registration

CRD #5461801 · STEEL PEAK WEALTH MANAGEMENT, LLC · 18 years registered

Brand Profile

Not yet started

Career History

SEIA

Nov 2022 – present

STEEL PEAK WEALTH MANAGEMENT, LLC

Oct 2020 – Jun 2022

WOODLAND HILLS, CA

PREPARED CAPITAL

Jun 2017 – Dec 2020

LOS ANGELES, CA

MORGAN STANLEY

Jun 2009 – Apr 2017

BREA, CA

CITIGROUP GLOBAL MARKETS INC.

May 2008 – Jun 2009

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 7TO

Series 9

Series 10

Series 66

Registration record

First registered · May 6, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STEELPEAK WEALTH, LLC

CRD 165168 · SEC 801-77132

AUM

$2.5B

Regulatory assets under management

Employees

7,094 client accounts

Services offered by STEELPEAK WEALTH, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at STEELPEAK WEALTH, LLC →

Introduction

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Frequently Asked Questions

What services does Phillip David Argue offer?

Phillip David Argue specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WOODLAND HILLS, California for a consultation.

What are Phillip David Argue's credentials?

Phillip David Argue is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Phillip David Argue located?

Phillip David Argue is based in WOODLAND HILLS, California, working with STEEL PEAK WEALTH MANAGEMENT, LLC. Their office serves clients in the WOODLAND HILLS metropolitan area and surrounding communities.

How does Phillip David Argue charge for services?

Phillip David Argue's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STEEL PEAK WEALTH MANAGEMENT, LLC?

STEEL PEAK WEALTH MANAGEMENT, LLC has approximately 46 employees and manages $2.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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