Unclaimed Profile

Thomas Joseph Robertson

OAK ASSET MANAGEMENT, LLC·WESTLAKE VILLAGE, California

SIE, Series 7, Series 63, Series 65Clean record29 years registeredOAK ASSET MANAGEMENT, LLC

2535 TOWNSGATE ROAD, WESTLAKE VILLAGE, CA 91361CRD# 2787862Firm CRD# 287856

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Joseph Robertson · WESTLAKE VILLAGE, CA

Registration

CRD #2787862 · OAK ASSET MANAGEMENT, LLC · 29 years registered

Brand Profile

Not yet started

Career History

OAK ASSET MANAGEMENT, LLC

May 2017 – present

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Mar 2004 – May 2017

WESTLAKE VILLAGE, CA

UBS FINANCIAL SERVICES INC.

Jul 1997 – Apr 2004

WOODLAND HILLS, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OAK ASSET MANAGEMENT, LLC

CRD 287856 · SEC 801-110296

AUM

$349M

Regulatory assets under management

Employees

710 client accounts

Services offered by OAK ASSET MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

View all advisors at OAK ASSET MANAGEMENT, LLC →

Introduction

Speak with Thomas

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Thomas is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WESTLAKE VILLAGE?

Browse all registered financial advisors in WESTLAKE VILLAGE, California or claim this profile if it's yours.

Browse WESTLAKE VILLAGE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Thomas Joseph Robertson offer?

Thomas Joseph Robertson specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in WESTLAKE VILLAGE, California for a consultation.

What are Thomas Joseph Robertson's credentials?

Thomas Joseph Robertson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Joseph Robertson located?

Thomas Joseph Robertson is based in WESTLAKE VILLAGE, California, working with OAK ASSET MANAGEMENT, LLC. Their office serves clients in the WESTLAKE VILLAGE metropolitan area and surrounding communities.

How does Thomas Joseph Robertson charge for services?

Thomas Joseph Robertson's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OAK ASSET MANAGEMENT, LLC?

OAK ASSET MANAGEMENT, LLC has approximately 4 employees and manages $349M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →