Unclaimed Profile

Patrick Joseph Bowen

ONE CAPITAL MANAGEMENT, LLC·WESTLAKE VILLAGE, California

Series 7, Series 31, Series 63, Series 65Clean record24 years registeredONE CAPITAL MANAGEMENT, LLC

3075 TOWNSGATE ROAD, WESTLAKE VILLAGE, CA 91361CRD# 2601600Firm CRD# 114861

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Patrick Joseph Bowen · WESTLAKE VILLAGE, CA

Registration

CRD #2601600 · ONE CAPITAL MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

ONE CAPITAL MANAGEMENT, LLC

Jan 2004 – present

CASCADE FINANCIAL MANAGEMENT, INC.

Sep 2004 – Oct 2005

DENVER, CO

OPPENHEIMER ASSET MANAGEMENT INC.

Apr 2003 – Feb 2004

NEW YORK, NY

FAHNESTOCK ASSET MANAGEMENT

Jan 2003 – Apr 2003

LOS ANGELES, CA

CIBC WORLD MARKETS CORP.

Apr 2002 – Jan 2003

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · April 19, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ONE CAPITAL MANAGEMENT, LLC

CRD 114861 · SEC 801-60483

AUM

$6.1B

Regulatory assets under management

Employees

7,115 client accounts

Services offered by ONE CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Market timing services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at ONE CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Patrick Joseph Bowen offer?

Patrick Joseph Bowen specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in WESTLAKE VILLAGE, California for a consultation.

What are Patrick Joseph Bowen's credentials?

Patrick Joseph Bowen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Patrick Joseph Bowen located?

Patrick Joseph Bowen is based in WESTLAKE VILLAGE, California, working with ONE CAPITAL MANAGEMENT, LLC. Their office serves clients in the WESTLAKE VILLAGE metropolitan area and surrounding communities.

How does Patrick Joseph Bowen charge for services?

Patrick Joseph Bowen's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ONE CAPITAL MANAGEMENT, LLC?

ONE CAPITAL MANAGEMENT, LLC has approximately 60 employees and manages $6.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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