Unclaimed Profile

John Joseph Leach

CALABASAS ADVISORY GROUP, LLC·WESTLAKE VILLAGE, California

SIE, Series 7, Series 63ChFC28 years registeredCALABASAS ADVISORY GROUP, LLC

32107 LINDERO CANYON RD., WESTLAKE VILLAGE, CA 91361CRD# 2318394Firm CRD# 288224

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Joseph Leach · WESTLAKE VILLAGE, CA

Registration

CRD #2318394 · CALABASAS ADVISORY GROUP, LLC · 28 years registered

Brand Profile

Not yet started

Career History

CALABASAS ADVISORY GROUP, LLC

May 2017 – present

AMERIPRISE FINANCIAL SERVICES, INC.

Dec 1997 – May 2017

CALABASAS, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · December 15, 1997

Years registered · 28

Professional designation · ChFC

Disclosure History

1974Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CALABASAS ADVISORY GROUP, LLC

CRD 288224 · SEC 801-110430

AUM

$222M

Regulatory assets under management

Employees

1,126 client accounts

Services offered by CALABASAS ADVISORY GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CALABASAS ADVISORY GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does John Joseph Leach offer?

John Joseph Leach specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in WESTLAKE VILLAGE, California for a consultation.

What are John Joseph Leach's credentials?

John Joseph Leach holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is John Joseph Leach located?

John Joseph Leach is based in WESTLAKE VILLAGE, California, working with CALABASAS ADVISORY GROUP, LLC. Their office serves clients in the WESTLAKE VILLAGE metropolitan area and surrounding communities.

How does John Joseph Leach charge for services?

John Joseph Leach's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CALABASAS ADVISORY GROUP, LLC?

CALABASAS ADVISORY GROUP, LLC has approximately 2 employees and manages $222M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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