Unclaimed Profile

Michael K De Luz

WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC·WESTLAKE VILLAGE, California

SIE, Series 6TO, Series 7, Series 24, Series 27, Series 28, Series 63, Series 66, Series 99TOClean record23 years registeredWILLIAMS & NOVAK WEALTH MANAGEMENT, LLC

2625 TOWNSGATE ROAD, WESTLAKE VILLAGE, CA 91361CRD# 2526894Firm CRD# 324173

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael K De Luz · WESTLAKE VILLAGE, CA

Registration

CRD #2526894 · WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

VISTIA CAPITAL, LLC

Oct 2025 – present

WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC

Aug 2023 – present

INTEGRITY BROKERAGE, LLC

Sep 2021 – present

KOVACK ADVISORS, INC.

Apr 2020 – Aug 2022

Newport Beach, CA

LAZARI CAPITAL MANAGEMENT, INC.

May 2018 – Sep 2023

WOODLAND HILLS, CA

CHALICE WEALTH ADVISORS

Nov 2017 – Jan 2018

SAN DIEGO, CA

FINANCIAL WEST GROUP

Feb 2017 – May 2017

WESTLAKE VILLAGE, CA

CL WEALTH MANAGEMENT LLC

Jan 2016 – Oct 2016

Huntington Beach, CA

FINANCIAL WEST GROUP

May 2014 – Dec 2015

WESTLAKE VILLAGE, CA

UBS PAINEWEBBER INC.

Jan 2003 – Jan 2003

ORANGE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6TO

Series 7

Series 24

Series 27

Series 28

Series 63

Series 66

Series 99TO

Registration record

First registered · January 3, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC

CRD 324173 · SEC 801-128269

AUM

$238M

Regulatory assets under management

Employees

703 client accounts

Services offered by WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Michael K De Luz offer?

Michael K De Luz specializes in Financial Planning, Investment Management. Contact their office in WESTLAKE VILLAGE, California for a consultation.

What are Michael K De Luz's credentials?

Michael K De Luz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael K De Luz located?

Michael K De Luz is based in WESTLAKE VILLAGE, California, working with WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC. Their office serves clients in the WESTLAKE VILLAGE metropolitan area and surrounding communities.

How does Michael K De Luz charge for services?

Michael K De Luz's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC?

WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC has approximately 3 employees and manages $238M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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