Unclaimed Profile

Jacob Williams

WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC·WESTLAKE VILLAGE, California

SIE, Series 7, Series 63, Series 6619 years registeredWILLIAMS & NOVAK WEALTH MANAGEMENT, LLC

2625 TOWNSGATE ROAD, WESTLAKE VILLAGE, CA 91361CRD# 4330553Firm CRD# 324173

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jacob Williams · WESTLAKE VILLAGE, CA

Registration

CRD #4330553 · WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC · 19 years registered

Brand Profile

Not yet started

Career History

WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC

Aug 2023 – present

DYNAMIC WEALTH ADVISORS

May 2023 – Nov 2023

Westgate Village, CA

DYNAMIC WEALTH ADVISORS

Apr 2023 – Apr 2023

PHOENIX, AZ

WESTERN INTERNATIONAL SECURITIES

Mar 2019 – Jun 2023

Pasadena, CA

CHARLES SCHWAB & CO., INC.

Oct 2006 – Mar 2019

Pasadena, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Registration record

First registered · October 2, 2006

Years registered · 19

Disclosure History

2009Customer Dispute·Settled

2008Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC

CRD 324173 · SEC 801-128269

AUM

$238M

Regulatory assets under management

Employees

703 client accounts

Services offered by WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Jacob Williams offer?

Jacob Williams specializes in Financial Planning, Investment Management. Contact their office in WESTLAKE VILLAGE, California for a consultation.

What are Jacob Williams's credentials?

Jacob Williams is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jacob Williams located?

Jacob Williams is based in WESTLAKE VILLAGE, California, working with WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC. Their office serves clients in the WESTLAKE VILLAGE metropolitan area and surrounding communities.

How does Jacob Williams charge for services?

Jacob Williams's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC?

WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC has approximately 3 employees and manages $238M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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