AdvisorOS Directory
Claim Profile
Unclaimed Profile
KL

Kimberly Allison Lau

SUMMIT FINANCIAL CONSULTANTS, INC.·WESTLAKE VILLAGE, California
SIE, Series 6, Series 63Clean recordSUMMIT FINANCIAL CONSULTANTS, INC.
3075 TOWNSGATE RD., WESTLAKE VILLAGE, CA 91361CRD# 4523943Firm CRD# 134192

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kimberly Allison Lau · WESTLAKE VILLAGE, CA
Registration
CRD #4523943 · SUMMIT FINANCIAL CONSULTANTS, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
SUMMIT FINANCIAL CONSULTANTS, INC.
CRD 134192 · SEC 801-85186
AUM
$264M
Regulatory assets under management
Employees
9
659 client accounts
Services offered by SUMMIT FINANCIAL CONSULTANTS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at SUMMIT FINANCIAL CONSULTANTS, INC. →
Introduction

Speak with Kimberly

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Kimberly is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WESTLAKE VILLAGE?

Browse all registered financial advisors in WESTLAKE VILLAGE, California or claim this profile if it's yours.

Browse WESTLAKE VILLAGE AdvisorsAre you this advisor? Claim profile
04

Frequently Asked Questions

What services does Kimberly Allison Lau offer?
Kimberly Allison Lau specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WESTLAKE VILLAGE, California for a consultation.
What are Kimberly Allison Lau's credentials?
Kimberly Allison Lau is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kimberly Allison Lau located?
Kimberly Allison Lau is based in WESTLAKE VILLAGE, California, working with SUMMIT FINANCIAL CONSULTANTS, INC.. Their office serves clients in the WESTLAKE VILLAGE metropolitan area and surrounding communities.
How does Kimberly Allison Lau charge for services?
Kimberly Allison Lau's firm is compensated through percentage of aum, hourly charges, subscription fees, other: seminar fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SUMMIT FINANCIAL CONSULTANTS, INC.?
SUMMIT FINANCIAL CONSULTANTS, INC. has approximately 9 employees and manages $264M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at SUMMIT FINANCIAL CONSULTANTS, INC.

Cody Matthew Klein
WESTLAKE VILLAGE, CA
Neil Eric Elmouchi
WESTLAKE VILLAGE, CA
ChFC
Angela Marie Dowling
WESTLAKE VILLAGE, CA
Jeffery M (initial Only) Sorensen
WESTLAKE VILLAGE, CA

More Advisors in WESTLAKE VILLAGE, California

Jack Travis Noe
OAK ASSET MANAGEMENT, LLC·WESTLAKE VILLAGE, CA
Janet Marie Robinson
OAK ASSET MANAGEMENT, LLC·WESTLAKE VILLAGE, CA
Daniel Laurence Mock
FMB WEALTH MANAGEMENT·WESTLAKE VILLAGE, CA
Richard Kevin Winters
WINTERS FINANCIAL GROUP, INC.·WESTLAKE VILLAGE, CA
Daniel Christopher Novak
WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC·WESTLAKE VILLAGE, CA
CFP
John Joseph Leach
CALABASAS ADVISORY GROUP, LLC·WESTLAKE VILLAGE, CA
ChFC

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in California
SAN FRANCISCO (951)LOS ANGELES (679)SAN DIEGO (421)NEWPORT BEACH (277)IRVINE (191)PASADENA (130)WALNUT CREEK (121)SANTA MONICA (118)SANTA BARBARA (103)LA JOLLA (100)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideSAN DIEGO GuideNEWPORT BEACH GuideIRVINE Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
Request removal of this profile