Unclaimed Profile

Cody Matthew Klein

SUMMIT FINANCIAL CONSULTANTS, INC.·WESTLAKE VILLAGE, California

SIE, Series 7, Series 66Clean record10 years registeredSUMMIT FINANCIAL CONSULTANTS, INC.

3075 TOWNSGATE RD., WESTLAKE VILLAGE, CA 91361CRD# 6115452Firm CRD# 134192

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Cody Matthew Klein · WESTLAKE VILLAGE, CA

Registration

CRD #6115452 · SUMMIT FINANCIAL CONSULTANTS, INC. · 10 years registered

Brand Profile

Not yet started

Career History

CREATIVE PLANNING

Jan 2026 – present

SAGEVIEW ADVISORY GROUP, LLC

Jun 2022 – present

SUMMIT FINANCIAL CONSULTANTS, INC.

Jun 2016 – Dec 2022

Clearwater, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · June 28, 2016

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SUMMIT FINANCIAL CONSULTANTS, INC.

CRD 134192 · SEC 801-85186

AUM

$264M

Regulatory assets under management

Employees

659 client accounts

Services offered by SUMMIT FINANCIAL CONSULTANTS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SUMMIT FINANCIAL CONSULTANTS, INC. →

Introduction

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Frequently Asked Questions

What services does Cody Matthew Klein offer?

Cody Matthew Klein specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WESTLAKE VILLAGE, California for a consultation.

What are Cody Matthew Klein's credentials?

Cody Matthew Klein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Cody Matthew Klein located?

Cody Matthew Klein is based in WESTLAKE VILLAGE, California, working with SUMMIT FINANCIAL CONSULTANTS, INC.. Their office serves clients in the WESTLAKE VILLAGE metropolitan area and surrounding communities.

How does Cody Matthew Klein charge for services?

Cody Matthew Klein's firm is compensated through percentage of aum, hourly charges, subscription fees, other: seminar fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SUMMIT FINANCIAL CONSULTANTS, INC.?

SUMMIT FINANCIAL CONSULTANTS, INC. has approximately 9 employees and manages $264M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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