Unclaimed Profile

Cody Matthew Klein

SUMMIT FINANCIAL CONSULTANTS, INC.·WESTLAKE VILLAGE, California

Clean recordSUMMIT FINANCIAL CONSULTANTS, INC.

3075 TOWNSGATE RD., WESTLAKE VILLAGE, CA 91361CRD# 6115452Firm CRD# 134192

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Cody Matthew Klein · WESTLAKE VILLAGE, CA

Registration

CRD #6115452 · SUMMIT FINANCIAL CONSULTANTS, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Cody Matthew Klein is a registered financial advisor based in WESTLAKE VILLAGE, California, affiliated with SUMMIT FINANCIAL CONSULTANTS, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

SUMMIT FINANCIAL CONSULTANTS, INC.

AUM

$264M

Regulatory assets under management

Employees

Total firm employees

View all advisors at SUMMIT FINANCIAL CONSULTANTS, INC. →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Other: SEMINAR FEES

Regulatory

SEC/IARD CRD# 6115452

Firm CRD# 134192

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Cody Matthew Klein offer?

Cody Matthew Klein specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WESTLAKE VILLAGE, California for a consultation.

What are Cody Matthew Klein's credentials?

Cody Matthew Klein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Cody Matthew Klein located?

Cody Matthew Klein is based in WESTLAKE VILLAGE, California, working with SUMMIT FINANCIAL CONSULTANTS, INC.. Their office serves clients in the WESTLAKE VILLAGE metropolitan area and surrounding communities.

How does Cody Matthew Klein charge for services?

Cody Matthew Klein's firm is compensated through percentage of aum, hourly charges, subscription fees, other: seminar fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SUMMIT FINANCIAL CONSULTANTS, INC.?

SUMMIT FINANCIAL CONSULTANTS, INC. has approximately 9 employees and manages $264M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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