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SUMMIT FINANCIAL CONSULTANTS, INC.
SUMMIT FINANCIAL CONSULTANTS, INC.
WESTLAKE VILLAGE, California
·
5 registered advisors
·
CRD# 134192
SEC# 801-85186
0
805-418-4565
01
Firm Overview
AUM
$264M
Regulatory assets under management
Employees
9
Total firm employees
Advisors
5
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: SEMINAR FEES
03
Specialties
Financial Planning
Investment Management
Wealth Management
04
Advisors at SUMMIT FINANCIAL CONSULTANTS, INC.
5 registered advisors
Angela Marie Dowling
WESTLAKE VILLAGE, California
CRD# 6601815
Cody Matthew Klein
WESTLAKE VILLAGE, California
CRD# 6115452
Jeffery M (initial Only) Sorensen
WESTLAKE VILLAGE, California
CRD# 1623946
Kimberly Allison Lau
WESTLAKE VILLAGE, California
CRD# 4523943
Neil Eric Elmouchi
WESTLAKE VILLAGE, California
CRD# 200624
05
Office Locations
WESTLAKE VILLAGE, California
5 advisors
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Data sourced from SEC Form ADV filings. SUMMIT FINANCIAL CONSULTANTS, INC. (CRD# 134192) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.