Unclaimed Profile

Gene Charles Valentine

FINANCIAL WEST INVESTMENT GROUP, INC.·RENO, Nevada

SIE, Series 7, Series 22, Series 24, Series 39, Series 6328 years registeredFINANCIAL WEST INVESTMENT GROUP, INC.

1330 LANDER ST., RENO, NV 89509CRD# 1079871Firm CRD# 16668

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gene Charles Valentine · RENO, NV

Registration

CRD #1079871 · FINANCIAL WEST INVESTMENT GROUP, INC. · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FINANCIAL WEST INVESTMENT GROUP, INC.

FINANCIAL WEST GROUP

Jul 1997 – Dec 2018

Reno, NV

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 22

Series 24

Series 39

Series 63

Registration record

First registered · July 8, 1997

Years registered · 28

Disclosure History

2017Customer Dispute·Pending

2016Regulatory·Final

2015Judgment / Lien

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

FINANCIAL WEST INVESTMENT GROUP, INC.

CRD 16668 · SEC 801-57393

AUM

$180K

Regulatory assets under management

Employees

1 client accounts

Services offered by FINANCIAL WEST INVESTMENT GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINANCIAL WEST INVESTMENT GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Gene Charles Valentine offer?

Gene Charles Valentine specializes in Financial Planning, Investment Management.

What are Gene Charles Valentine's credentials?

Gene Charles Valentine is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gene Charles Valentine located?

Gene Charles Valentine is based in RENO, Nevada, last registered with FINANCIAL WEST INVESTMENT GROUP, INC..

How does Gene Charles Valentine charge for services?

Gene Charles Valentine's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL WEST INVESTMENT GROUP, INC.?

FINANCIAL WEST INVESTMENT GROUP, INC. has approximately 4 employees and manages $180K in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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