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John Cordell Burroughs

FOOTHILL SECURITIES, INC.·SANTA CLARA, California
Unclaimed Profile
2900 LAKESIDE DRIVE, SANTA CLARA, CA 95054CRD# 36576Firm CRD# 1027
01

About

John Cordell Burroughs is a registered financial advisor based in SANTA CLARA, California, affiliated with FOOTHILL SECURITIES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
FOOTHILL SECURITIES, INC.
FOOTHILL SECURITIES, INC.
AUM
$1.2B
Regulatory assets under management
Employees
268
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Commissions
Other: THIRD PARTY ASSET MANAGEMENT FEES
Regulatory
SEC/IARD CRD# 36576
Firm CRD# 1027
2 disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does John Cordell Burroughs offer?
John Cordell Burroughs specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SANTA CLARA, California for a consultation.
What are John Cordell Burroughs's credentials?
John Cordell Burroughs is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Cordell Burroughs located?
John Cordell Burroughs is based in SANTA CLARA, California, working with FOOTHILL SECURITIES, INC.. Their office serves clients in the SANTA CLARA metropolitan area and surrounding communities.
How does John Cordell Burroughs charge for services?
John Cordell Burroughs's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: third party asset management fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FOOTHILL SECURITIES, INC.?
FOOTHILL SECURITIES, INC. has approximately 268 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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