Unclaimed Profile

John Cordell Burroughs

FOOTHILL SECURITIES, INC.·SANTA CLARA, California

SIE, Series 1, Series 5, Series 7, Series 24, Series 63CFPClean record28 years registeredFOOTHILL SECURITIES, INC.

2900 LAKESIDE DRIVE, SANTA CLARA, CA 95054CRD# 36576Firm CRD# 1027

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Cordell Burroughs · SANTA CLARA, CA

Registration

CRD #36576 · FOOTHILL SECURITIES, INC. · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FOOTHILL SECURITIES, INC.

SECURITIES AMERICA ADVISORS, INC.

Dec 2016 – Dec 2017

SANTA CRUZ, CA

FOOTHILL SECURITIES, INC.

Sep 2011 – Dec 2016

SANTA CRUZ, CA

FOOTHILL SECURITIES, INC.

May 1998 – Nov 2005

SANTA CRUZ, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 5

Series 7

Series 24

Series 63

Registration record

First registered · May 12, 1998

Years registered · 28

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FOOTHILL SECURITIES, INC.

CRD 1027 · SEC 801-57293

AUM

$1.2B

Regulatory assets under management

Employees

268

6,953 client accounts

Services offered by FOOTHILL SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FOOTHILL SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does John Cordell Burroughs offer?

John Cordell Burroughs specializes in Financial Planning, Investment Management, Wealth Management.

What are John Cordell Burroughs's credentials?

John Cordell Burroughs holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is John Cordell Burroughs located?

John Cordell Burroughs is based in SANTA CLARA, California, last registered with FOOTHILL SECURITIES, INC..

How does John Cordell Burroughs charge for services?

John Cordell Burroughs's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: third party asset management fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FOOTHILL SECURITIES, INC.?

FOOTHILL SECURITIES, INC. has approximately 268 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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