Unclaimed Profile

Thomas Alesbury Kimberly

FINANCIAL ENGINES ADVISORS L.L.C.·SANTA CLARA, California

SIE, Series 7, Series 24, Series 66Clean record13 years registeredFINANCIAL ENGINES ADVISORS L.L.C.

3945 FREEDOM CIRCLE, SANTA CLARA, CA 95054CRD# 6093210Firm CRD# 104510

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Alesbury Kimberly · SANTA CLARA, CA

Registration

CRD #6093210 · FINANCIAL ENGINES ADVISORS L.L.C. · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FINANCIAL ENGINES ADVISORS L.L.C.

UPSIDE FINANCIAL, LLC

Dec 2014 – Dec 2016

CHICAGO, IL

UPSIDE FINANCIAL, LLC

Jun 2013 – Feb 2015

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · June 11, 2013

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FINANCIAL ENGINES ADVISORS L.L.C.

CRD 104510 · SEC 801-55196

AUM

$270.8B

Regulatory assets under management

Employees

1,578

1,561,555 client accounts

Services offered by FINANCIAL ENGINES ADVISORS L.L.C.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FINANCIAL ENGINES ADVISORS L.L.C. →

Introduction

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Frequently Asked Questions

What services does Thomas Alesbury Kimberly offer?

Thomas Alesbury Kimberly specializes in Financial Planning, Investment Management, Wealth Management.

What are Thomas Alesbury Kimberly's credentials?

Thomas Alesbury Kimberly is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Alesbury Kimberly located?

Thomas Alesbury Kimberly is based in SANTA CLARA, California, last registered with FINANCIAL ENGINES ADVISORS L.L.C..

How does Thomas Alesbury Kimberly charge for services?

Thomas Alesbury Kimberly's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees, other: set-up fees & related svcs; reimbursements for printed materials. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL ENGINES ADVISORS L.L.C.?

FINANCIAL ENGINES ADVISORS L.L.C. has approximately 1578 employees and manages $270.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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