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FOOTHILL SECURITIES, INC.
FOOTHILL SECURITIES, INC.
SANTA CLARA, California
·
8 registered advisors
·
CRD# 1027
SEC# 801-57293
650-625-9701
01
Firm Overview
AUM
$1.2B
Regulatory assets under management
Employees
268
Total firm employees
Advisors
8
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
Compensation
Percentage of AUM
Hourly charges
Subscription fees
Commissions
Other: THIRD PARTY ASSET MANAGEMENT FEES
03
Specialties
Financial Planning
Investment Management
Wealth Management
04
Advisors at FOOTHILL SECURITIES, INC.
8 registered advisors
Benjamin William Wong
MOUNTAIN VIEW, California
CRD# 1211472
Craig Lee Alexander
SANTA CLARA, California
CRD# 2121901
David A Rosenzweig
SANTA CLARA, California
CRD# 2597702
John Cordell Burroughs
SANTA CLARA, California
CRD# 36576
Karyn Marie White
SANTA CLARA, California
CRD# 1628494
Paul William Pickenheim
MOUNTAIN VIEW, California
CRD# 717076
Stephen Guy Jr Shipp
MOUNTAIN VIEW, California
CRD# 1937641
Stephen Henry Chipman
SANTA CLARA, California
CRD# 1062136
05
Office Locations
SANTA CLARA, California
5 advisors
MOUNTAIN VIEW, California
3 advisors
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Data sourced from SEC Form ADV filings. FOOTHILL SECURITIES, INC. (CRD# 1027) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.