AdvisorOS Directory
Claim Profile
RL

Regina Carbajal Legates

FIGTREE FINANCIAL ADVISORS, LLC·SANTA CLARA, California
Unclaimed Profile
5201 GREAT AMERICA PARKWAY, SANTA CLARA, CA 95054CRD# 3007598Firm CRD# 301517
01

About

Regina Carbajal Legates is a registered financial advisor based in SANTA CLARA, California, affiliated with FIGTREE FINANCIAL ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

Speak with Regina

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Regina is the right fit? Take our 2-minute quiz →

03

Firm Overview

Firm
FIGTREE FINANCIAL ADVISORS, LLC
FIGTREE FINANCIAL ADVISORS, LLC
AUM
$20M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at FIGTREE FINANCIAL ADVISORS, LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 3007598
Firm CRD# 301517
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in SANTA CLARA?

Browse all registered financial advisors in SANTA CLARA, California or claim this profile if it's yours.

Browse SANTA CLARA AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Regina Carbajal Legates offer?
Regina Carbajal Legates specializes in Financial Planning, Investment Management. Contact their office in SANTA CLARA, California for a consultation.
What are Regina Carbajal Legates's credentials?
Regina Carbajal Legates is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Regina Carbajal Legates located?
Regina Carbajal Legates is based in SANTA CLARA, California, working with FIGTREE FINANCIAL ADVISORS, LLC. Their office serves clients in the SANTA CLARA metropolitan area and surrounding communities.
How does Regina Carbajal Legates charge for services?
Regina Carbajal Legates's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIGTREE FINANCIAL ADVISORS, LLC?
FIGTREE FINANCIAL ADVISORS, LLC has approximately 2 employees and manages $20M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

More Advisors in SANTA CLARA, California

Philip Peng
ID VENTURES AMERICA, LLC·SANTA CLARA, CA
James Robert Rukstalis
ESG PLANNING·SANTA CLARA, CA
Jason Dale Van De Loo
FINANCIAL ENGINES ADVISORS L.L.C.·SANTA CLARA, CA
Kelly Susan O'donnell
FINANCIAL ENGINES ADVISORS L.L.C.·SANTA CLARA, CA
Lawrence Michael Raffone
FINANCIAL ENGINES ADVISORS L.L.C.·SANTA CLARA, CA
Liam West Howell
EDEN FINANCIAL TECHNOLOGIES INCORPORATED·SANTA CLARA, CA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)NEWPORT BEACH (631)SANTA MONICA (478)IRVINE (455)SAN MATEO (339)LA JOLLA (257)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
Request removal of this profile